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Perspective >> Citizenship in America


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November 9, two days after the midterm elections gave the Democrats control of
Congress, Michael Lewan was on campus to help make sense of it all. Lewan, a
1974 M.P.A. graduate of Maxwell, is a principal at the Washington, D.C., law
firm of Brown Rudnick, and a lobbyist for primarily Democratic clients. (He's
also the former chief of staff for Senator Joe Lieberman.) He had come to
Maxwell to participate in a panel discussion with Mark Isakowitz, a Republican
lobbyist, on the topic, "Who Won and Why."
Much was said, of course, of the voters' perceived rejection of Bush
Administration policiesparticularly in Iraq, but also budget management (e.g.,
the deficit), governmental administration (e.g., Katrina), and ethics (e.g.,
Foley and Abramoff). "We lost our way and the voters made us pay for it," said
the Isakowitz ruefully.
Lewan agreed, observing that most local races were "nationalized" this year.
"This was a year people were much more concerned about policy problems than they
were about pork-barrel politics," he said. "Republicans just could not make the
case that they were problem-solvers in Washington."
But Lewan offered another important factor in the Democratic triumph:
mobilizing voters. Learning from their Republican counterparts in previous
election cycles, Democratic leadership focused tactically on maximizing voter
turnout. The party chairman's emphasis on long-term local organizing apparently
worked, Lewan said, and election-eve blitz-style strategies for rallying voters
paid off.
"Democrats
were able to identify, through very sophisticated means, the kinds of votersnot
only Democrats, but independents, unaffiliated voterswho were likely, if they
showed up at the polls, to cast a vote against the Republicans because of their
disgust at what they'd seen in Washington," Lewan concluded. Dissatisfaction
with the Republican establishment provided favorable conditions for the
Democrats, but victory depended, ultimately, on getting registered voters to the
polls.
To that end, both parties apparently did a fine job. Voter turnout was up
this year, compared with recent midterm congressional elections. A few
contentious, local elections elicited turnout rates of 60-70 percent.
Nationally, turnout was a more-modest 41 percent, according to the Associated Pressstill significantly higher than in 2002. (For the first time since 1990,
more Democrats than Republicans were lured to the polls.)
Is this a watershed moment in American politics, part of a larger trend of
citizen re-engagement; or an anomaly, driven by passionate but passing concerns?
In a later conversation, Lewan described voter engagement as cyclic, ebbing and
flowing with the hot public issues. "Right now, I think the voters are angry,
and that anger is causing them to vote," he said.
Political scientists and other close observers sometimes do worry, however,
that voter engagement and (especially) civic engagementthe willingness to serve
on community boards, run for public office, and even volunteerare in general,
long-term decline. Maxwell faculty members pay keen attention to this sprawling
topic in its many manifestations, applying the historic arc of citizenship to
such specific, contemporary phenomena as Internet politics, immigration, and
economic inequality.
While their prognoses vary, Maxwell faculty members agree that democratic
governance faces new challenges in the sociopolitical changes of the early 21st
century.
A Sense of Obligation
ohn F. Kennedy's famous exhortation,
"Ask not what your country can do for
you; ask what you can do for your country," was made almost half a century ago.
Robert McClure was an undergraduate at DePauw University at that time. Today he
is one of the Maxwell School's senior faculty members, recently named to the
Chapple Family Professorship in Citizenship and Democracy. His scholarly legacy
in democratic institutions and leadership is complemented by his role as the
director of the MAX coursestwo highly interdisciplinary undergraduate courses
that draw an annual enrollment of about 700 students eager to contemplate their
roles in a democratic society.
The courses emphasize the basic prerequisites of good citizenship. They're
designed to help tomorrow's citizens consider "their obligations and
responsibilities, as well as their rights," McClure says, ". . . also to
understand the complexities of citizenship in modern America and the larger world." To McClure, the question of
"complexity" is key. If good citizenship is
sometimes messy and perplexing, that's about right, in his estimation. It was
never meant to be easy. Moreover, in a tougher, faster, technologically complex
world, the duties of citizenship only become more difficult. The MAX courses are
designed "to inculcate the empathy needed to act as an honorable, thoughtful
democratic citizen," McClure says. Partisan issues come and go, but good
citizenship depends on respect and communicationbasic values of human
interaction. Accordingly, he adds, the courses do not emphasize "democratic
actionvoting, community organizing, forging political alliancesso much as
thoughtfulness and judgment and obligation to fellow citizens."
This treatment for 700 Syracuse University undergraduates each year is
roughly what McClure would prescribe for the average American citizen. He
worries that the spirit of obligation has fadedthat the fundamental ethos of
citizens sharing in their own governance is eroding. "Certainly, over the long
run, citizenship has come to mean more and more rights in the American mind and
fewer and fewer obligations and responsibilities," says McClure. In fact, the
country was founded on the principles of a rights-based society; it's just that,
over time, the emphasis on personal rights has increased. "And in doing that, we
almost inevitably and sometimes unconsciously diminish the sense we have of the
obligations and responsibilities of citizenship."
In this observation, he has company in Ralph Ketcham, a member of the faculty
for more than 50 years who, as a professor emeritus of history, public affairs,
and political science, brings a particularly broad perspective to questions of
citizenship. He dates a decline in citizenship to the late 19th century, when
the idealism of Lincoln began to erode. By the start of the Progressive Era,
popular notions of democracy had been irrevocably redefined, becoming less and
less a matter of shared common good, but rather "a matter of recording the will
of the majority and various interests in the country."
"I don't think [the problem] is apathy or denial so much as a degradation in
the nature of a political system that doesn't ask us to be public-spirited
citizens anymore," Ketcham said. "It seems only to ask us to be special-interest
advocates."
"If you want to compare Abraham Lincoln and Karl Rove," he quips,
"you'll get
some idea of what we're talking about."
Ketcham believes that a steady decline springs from several shifts in
societal, political, and commercial values: a poor community preparation of
Americans as responsible citizens; the rise of politicians who pander to
special-interest groups; and modern media, "who mishandle public affairs by
making elections into horse races." It has resulted in a winners-and-losers
understanding of democracy, rather than a government devoted to mutual
interests.
Others point to a perception that government offers less to the common
citizen than it once did. When American soldiers returned from World War II, for
example, the government rolled out programs that helped them return to school,
learn a trade, and rebuild their civilian lives and careers. It was no
coincidence that this era witnessed the greatest level of public engagement in
civic and political life, says Suzanne Mettler, Distinguished Professor of
Political Science, whose widely honored recent book, Soldiers to Citizens: The
G.I. Bill and the Making of the Greatest Generation, documents this phenomenon.
According to Mettler, that positive synthesis of government support and civic
engagement began to flag in the early 1970s, concomitant with growing rancor
toward diminishing levels of government-maintained social service programs. At
the same time, the middle-class and poor began retreating from joining such
organizations as the Elks or the PTA, traditional community rites of passage and
common stepping stones to political involvement. It was during this era that the
number of voting Americans began its gradual but deliberate decline. Over the
course of three decades, participation rates slid from 70 percent to a current
average of 50 percent for presidential elections.
"Government really hasn't been there for people the way it was for an earlier
generation of Americans," Mettler says. ". . . There's less education and less
opportunity to better yourself, so there's less involvement in citizenship."
In fact, there is less government support available for nonelderly citizens
today than at any time since the New Deal, she says. As social policy, of
course, that approach has its advocates; many on the right believe that
government-supported social welfare has contrary effects or is, at best,
unaffordable. Be that as it may, Mettler says, tangible partnerships between
government and the populace, if they achieve nothing else, at least create
better citizenship.
The Price of Economic Inequality
ccording
to Robert McClure, American democracy depends on the strength of the middle
class. The Founding Fathers believed the vitality of the middle class is "essential to the good health of operating a democratic government,"
since, McClure says, "one of the great challenges of democracy is mobilizing the
poor without allowing the rich to dominate."
By virtually any measure, however, the middle class is being squeezed out.
The class system in America falls toward the extremesthe very rich and the
economically disadvantaged. A recent study from the University of
California-Berkeley, for example, found that, "In 2004, the richest one percent
of households719,910 of them, with an average annual income of $326,720had
19.8 percent of the entire nation's pretax income." Evaluating these findings,
McClatchy Newspapers reporter Kevin G. Hall wrote: "Experts disagree on the
causes, but they're in near agreement that this trend threatens to erode a
fundamental American belief about fairness."
Whether the gap affects citizenship, though, depends not on the actual
dollars and cents, but the attitudes. Have the poor disengaged? To properly
assess the social and political implications of perceived inequality, the
Maxwell School introduced, in 2004, an ambitious survey of public opinion known
as the Maxwell Poll. Its third cycle was completed a little more than a month
ago.
The poll is conducted on behalf of Maxwell's Campbell Institute of Public
Affairs and spearheaded by Jeffrey Stonecash, Maxwell Professor of Political
Science and a well-known pollster. His upcoming book, due in 2007 from CQ Press,
is titled Split: Class and Cultural Divisions in American Politics.
"I was very interested in knowing whether people are better off or whether,
over time, their income level is deteriorating," Stonecash says. Surveys on this
topic have been conducted before, he says, but what sets the Maxwell Poll apart
is that it also collects the reactions and perceptions that citizens hold
regarding inequality throughout society. The poll explores these larger queries:
a) Does the public believe that inequality is a problem that exists in
America?
b) Do they think the government should do more to brook inequities that might
exist?
c) Do they see government programs as effective in treating these inequities?
In all three annual editions of the poll, a majority of respondents reported
a decline in their personal economic situations, a rise in financial hardships
and, significantly, a stalling in the great American phenomenon of upward
mobility. In the 2006 Poll results, the number of respondents reporting that
they suffer from inequality was higher than in the previous two Polls;
similarly, more respondents said they think the government should do something,
and more see government programs as ineffective.
In response to the poll question "Are we becoming a society of haves and
have-nots?" a majority of both low-income and high-income people answered in the
affirmative. "We've got a real dilemma there," Stonecash says.
The percentage of respondents who see the income gap as a serious problem
went from 41 in 2004 to 47 in 2005 to more than half52 percentthis year. Fewer
respondents were optimistic. The number who anticipate a rosier future slid from
62 percent to 51 percent in just three years.
"This [financial decline] could be cyclic," Stonecash said,
"but it is
puzzling that as the economy grows and the stock market sets records, you don't
have the same optimism among the mass public."
Suzanne Mettler has worked with Stonecash to help interpret the Maxwell Poll
results. "The question for us in Maxwell is, What difference does this gap make
for political equality?" she says.
Mettler and Stonecash's research reveals that people who receive public
policy benefits, like Social Security and the GI Bill, are more likely to vote;
whereas those who receive means-tested benefits, like welfare assistance, are
less likely to vote. This result (which holds true regardless of the age of
people in the cohort) is consistent with Mettler's perception that social
inequities cause the poor to check out. "They don't see much point in investing
the precious little time and resources they have in political mobilization," she
says. "It doesn't seem very worthwhile."
The methods of the Maxwell Poll do not allow Mettler to explain exactly why
this correlation arises. But the circumstantial evidence fits prevalent
hypotheses. "Scholars have long theorized that means-tested programs are
stigmatizing and fail to include beneficiaries as full members of the political
community," Mettler says, "whereas non-means-tested policies bestow dignity and
respect on beneficiaries and thus may foster greater civic involvement." Other
scholars have demonstrated, for example, that welfare programs actually
undermine the beneficiaries' sense that government is responsive to people like
them. One net effect is depressed voter turnout in this cohort.
An October 2006 USA Today article also found that among Generation Y adults,
for example, there is a correlation between economic class and political
involvement. Those who are more politically involved tend to be upper middle
class. Lower-class young adults have withdrawn from the process, often receiving
no encouragement from parents already long disengaged.
This suggests that flagging citizenship is partly a product of economic
inequality; civic engagement is becoming more and more a provenance of the
privileged. If these are the only voices reaching politicians, Mettler says,
then government becomes "more responsive to more advantaged people over time and
less responsive to the less-active citizens who happen to be less well off."
"The more education you have, the more you tend to participate in politics,
because your resources are conducive to participation," Mettler said. Fifty
years ago, lower-income people had a chance to better their fortunes and rise to
a higher class. These people became the middle class, the cornerstone of
American citizenry. But these days, someone born into poverty is far less likely
to transcend their situation. "With enough of that," Mettler says, "we move away
from a democracy and move toward something that's more like oligarchy."
According to McClure, it was once the charge of the political parties to
mobilize the poor and middle class, but that has faded. "There are many forces
depressing participation and meaningful working-class involvement in American
democracy," he says. "But, in my view, the dismantling and weakening of the
political parties as the primary agents of democratic involvement is the most
important factor." As the parties have declined in importance, so has turnout
slipped and the gap between the rich and the poor widened, he adds. "Strong,
robust parties are the great equalizers in democracies."
Immigrants: The New Citizens
 ccording to an August 15, 2006, New York Times article (based on recent
Census Bureau data), the total number of immigrants living in America today is nearly 36 million,
roughly five million of whom have arrived just since the turn of the century.
That's on top of another 11 million who arrived during the 1990s. "The blazing
pace of immigration seen throughout the 1990s has continued into the first half
of this decade," concluded the Times.
Among those experts who wring their hands over dwindling citizen engagement,
there's guarded hope for this populace of new Americans. The speed of transition
from outsider to citizen may differ among nationalities, but as they join
American society many will prove to be strong, involved citizens.
How strong? That's a tough question to answer. According to Elizabeth Cohen,
an assistant professor of political science who specializes in immigration
issues, the process of identifying legal immigrants and their political
ideologies has begun among scholars. But political parties have been less swift,
she says, to engage and understand immigrants. As with the poor, political
parties once played a key rallying and organizing role for immigrants. But, for
whatever reason, they no longer do and, as a result, "nobody is entirely sure
yet what immigrant civic participation will really yield," Cohen says.
She cites Cuban-American immigrants, the majority based in Florida, as the
most politically effective of all national origin groups. Already, this group,
dominated by conservative Republicans, has successfully solicited governmental
policies that specifically benefit it. Catholic Hispanics vote conservatively on
social issues, but their larger political profile is still in flux. Similarly,
Asians are being wooed by evangelical churches seeking to boost the power of
that voting bloc, but Cohen says there is no evidence yet whether these new
recruits will fall into lockstep with the churches' conservative voting
patterns, "or whether, in fact, new immigrants are going to change the political
face of evangelical churches they join."
The massive immigration-rights marches that occurred on and around May 1,
which attracted millions and paralyzed several cities, seemed at the time a
seismic shift in civic engagement by and on behalf of immigrants. But its
long-term significance remains debatable. Cohen acknowledges the protest was "an
extremely important moment for immigrant mobilization" but pointed out that an
autumn attempt to repeat the feat failed to draw impressive numbers. A better
political infrastructure among immigrants remains to be built through
grass-roots organizing.
Kristi Andersen is a professor of political science who studies how American
institutions either welcome immigrants or keep them at arm's length. (She and
Cohen co-wrote the chapter, "Political Institutions and Incorporation of
Immigrants," for an upcoming book on the politics of democratic inclusion, from
Temple University Press.) Andersen has been examining newly emerging immigrant
populations in cities as disparate as Lansing and East Lansing, Michigan; Waco,
Texas; Chico, California; Fort Collins, Colorado; Spokane, Washington, and
Syracuse. She asks whether existing political and civic groups reach out to or
ignore immigrants whose assimilation is still embryonic.
In cities with modest immigrant numbers who hold negligible political clout,
"politicians just don't want to reach out," Andersen observes. In fact, improved
technology has allowed politicians to steer clear of this demographic by
de-emphasizing the door-to-door canvassing tactics of 30 years ago which would
have included immigrant families. In this environment, many immigrants are less
likely to seek civic engagement, Andersen observes. "Most of these people,
coming to a new place, with limited resources, are primarily concerned with
survival and establishing themselves," she says. "Participating in politics
strikes a lot of them, I'm sure, as something they just don't have time for."
On the other hand, in cities where established immigrant communities have
surmounted their economic hardship and gained status, there is tangible
involvement. In the course of her research, Andersen met a Vietnamese city
council member in Chico and the Hispanic mayor of Lansing. In those cities and
others where they have had the chance to establish themselves economically,
immigrants have a growing involvement in non-elected community commissions,
committees, and volunteer agencies. "ItΥs a way for immigrants to get
representation, in an area of civic involvement that is overlooked," Andersen
says.
Andersen and Cohen are fairly optimistic about civic engagement from
immigrants. These people have come to the United States expressly for political
freedom and/or economic improvement, and will gravitate toward political process
as a route toward betterment.
"Once they discover that a lot of things are working against them, immigrants
have got incentive to participate," Cohen says. "A lot of civic engagement comes
after a recognition that there are a lot of structural impediments to achieving
the American dream."
The Role of the Internet
 f there is another encouraging cohort of emerging new citizens, it is the youngthe Gen Y voters who, within a decade, will represent a third of the
electorate. The 2004 elections saw high turnout among the young, and, according
to Reuters, the 2006 election was possibly a record-breaker. (Comparable
statistics only go back 20 years.) Roughly 24 percent of Americans under the age
of 30, or at least 10 million young voters, cast ballots in 2006Ρup four
percentage points from the mid-term elections in 2002.
The increasing level of youth involvement may spring from idealism but it has
been nurtured by the Internet, which has restimulated civic and democratic
engagement via "virtual" town meetings in cyberspace. Grant Reeher, an associate
professor of political science for whom online politics has become a central
emphasis, co-wrote one of the first scholarly books on the topic, Click on
Democracy: The Internet's Power to Change Political Apathy into Civic Action,
published by Westview Press.
For the 2004 elections, political parties and fringe activists alike employed
the Internet at an unprecedented levelusing it to recruit volunteers, raise
funds, and rally supporters to the polls. Reeher documented a fourfold increase
in the number of small donations from Americans from 2000 to 2004. "The Internet
played an enormous role in that," he says.
Using findings from the Maxwell Poll, Reeher attempts to create a snapshot of
the role of the Internet in motivating citizens. He tried to correlate levels of
Internet activity with levels of political activity, and he found different
trends operating at the middle and extremes of the spectrum. At the high end,
one finds that relentless Internet surfers tend to be less political than
occasional users. And, at the other extreme, the complete non-user of the
Internet also claims low political interestin fact, the lowest offline
political activity of all.
But in the middle of the spectrumoccasional and frequent Internet
usersReeher found that a greater frequency of Internet use has a correlation
with greater political activity; offline political activities increase as
Internet use rises.
This year's Maxwell Poll respondents were also asked to opine on the
Internet's potential for sparking greater civic engagement, and the perceived
impact, at least, is strong. Of all respondents, 66 percent think that the
Internet has greatly or somewhat increased the political influence of the
average citizen and 18 percent say that it has greatly increased it.
Furthermore, 33 percent of respondents say that the Internet has greatly or
somewhat increased their own level of political activity. Reeher characterizes
those as "pretty significant percentages for a national sample."
Unfortunately, regarding the Internet and youth mobilization, class issues
again insinuate themselves. Reeher acknowledges that Internet access overall is
tethered to issues of economic inequality; a computer with high-speed Internet
access is not a mainstay in lower-income U.S. homes. "That's a real concern, and
not to be taken lightly," he says. Young voters are better educated on average
and have college degrees. Voter turnout among those with less education has not
improved, according to Reeher, despite efforts from all partiesDemocratic,
Republican, and Greento mobilize youth.
But overall the Internet has facilitated an increase in American political
involvement far outstripping corresponding developments in the "offline world,"
he says. "The Internet has opened politics up, and has the potential to open it
up further, dramatically."
Heart of a Citizen
 obert McClure has cause for optimism. A few years ago, he spent his
sabbatical traveling across America in a pickup truck and meeting many people.
While a number appeared "flummoxed" by current political and economic challenges,
most demonstrated a renewed sense of purpose.
"On the evidence that I've seen and the people that I've encountered," he
says, "I'm unwilling to give up on the American people's capacity, inclination,
and desire to try to be good citizens."
The frantic pace of modern American life, of course, makes that quest for
engagement increasingly difficult. "The practice of American democratic
citizenship at a high level seems to require some opportunity to be
contemplative and thoughtful," McClure says. Thomas Jefferson envisioned a
working democracy populated by farmers who "would have some time to think hard."
Conversely, the 21st century "forces us all to move faster, to think in the
midst of constant chatter. It's a noisy world, full of more and more competing
demands."
He also cites the decline in secondary educational standards as a co-factor
and suggests that today's students receive specific education on writing and
verbal communication to improve their status as tomorrow's citizens. The verbal
stylings of the current President and many of his aides reflect a pervasive
problem that impedes proper citizenship, says McClure. "That the Bush folks
speak in a fog I would not deny," he says. "But so do most lawyers, so do most
doctors today."
"I think it's harder to be a democratic citizen today than it might have been
. . . a hundred or two hundred years ago," McClure adds. He acknowledges the
particular problems of the day craven, winner-take-all political tactics;
alienation of the economically weak; and cynicism about the potential for
government to do good. But he also dismisses the notion of a steady decline in
citizenship or any suggestion that "people are willfully giving up their
democratic birthright." He says, "I don't believe that for a moment."
Suzanne Mettler does, however, believe there is growing crisis regarding
civic engagement and its attendant implications for the republic. She thinks our
political leaders could do more to fight it. She's surprised that the phenomenon
of fading civic engagement "is not a big political issue," she says, "despite
the fact that it's been a really important trend over 30 years."
There is an effective solution to that decline, she saysone that is
consistently overlooked. "If people are asked to participate," she continues,
"they usually say yes, and they do. But often we don't ask."
And Ralph Ketcham believes we need to stop telling people to get involved for
their own welfare. Rather, the welfare of all should be the incentive for civic
engagement.
"Every time we tell somebody, for example, that they ought to participate in
public affairsby voting or joining a party or advocacy group or whatever it
isin order to pursue some special interest of theirs, we really aren't telling
them anything about citizenship," he says.
"It is a partial, very weak citizenship," says McClure,
"if all I think as a
citizen I am obliged to do is to advance my self-interest."
After all, elected officials are expected to enact legislation for the
greater good, not simply for personal advancement. "If we hold the holders of
public office to a particular standard of judgment," he concludes, "we ought to
hold ourselves to that standard of judgment, as well."
This article appeared in the
Fall 2006 print edition of Maxwell Perspective; ©
2006 Maxwell School of Syracuse University. To request a copy,
e-mail
dlcooke@maxwell.syr.edu.
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