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DESCRIPTION:William G. Resh\, Ph.D.Civic Leadership Education and Research 
 (CLEAR) InitiativeSol Price School of Public PolicyUniversity of Southern 
 CaliforniaUnited States federal government shutdowns have long been viewed
  as signs of government dysfunction. As shutdowns increase in frequency an
 d length for the US federal government\, it is not difficult to postulate 
 that such dysfunction might have an impact on the federal government in te
 rms of its agencies’ relative ability to retain and recruit the talent nec
 essary to prevent loss of capacity and further dysfunction. However\, we k
 now little about the effects of these phenomena on the US federal civil se
 rvice labor market. This project explores the effects of shutdowns on agen
 cy policy implementation and personnel by using data from several differen
 t government sources that capture both elicited perceptions to observable 
 behaviors. In so doing\, we model the internal and external impacts of a g
 overnment shutdown on both existing and prospective federal employees. In 
 the first series of analyses\, we gauge the effect of shutdowns on both th
 e perceptions of federal employees and their observable actions. First\, w
 e examine the 2018-2019 shutdown on specific elements of agency policy imp
 lementation. The results suggest that shutdowns\, as a type of political s
 hock\, undermine the quality of government in the eyes of those closest to
  the work. The second and third studies consider the effect of shutdowns o
 n employee morale\, using the 2013\, and 2018-2019 shutdown. While our fin
 dings indicate that the 2013 shutdown wrought durable negative impacts on 
 the morale of shutdown agency personnel\, that event appears to have prepa
 red agencies to absorb any negative morale impacts in the 2018-2019 shutdo
 wn. Our study shows both the immediate and long-term dynamics of governmen
 t shutdowns on policy implementation and the administrative workforce. In 
 the second series of analyses\, we examine the effects on the inflow and o
 utflow dynamics of the federal labor market using (among other data) US Of
 fice of Personnel Management’s (OPM) Enterprise Human Resource Integration
  (EHRI) data of several million federal employee observations and several 
 hundred thousand applicant observations from USAJobs.gov and USAStaffing.g
 ov across open lines in the federal government from 2018 to 2023. We focus
  on the 2018-2019 shutdown and its intervening impact of the 2018-2019 shu
 tdown on the federal labor market. Through the collection of agency contin
 gency plans and FOIA responses\, we are able to account for the relative i
 ntensity of the shutdown’s “intervention” by the extent to which an agency
 ’s workforce was furloughed. Whereas some shutdown agencies’ operations we
 re truly shut down by a completely furloughed workforce\, other shutdown a
 gencies were curtailed by less than 100% furloughed employees. In terms of
  outflows\, all separations from a federal government organization are not
  the same. Political principals may reorganize agencies in reaction to the
  shutdown. Such reorganizations can take the form of mass transfers of tal
 ent to other agencies or by reductions in force (RIF). Employees may leave
  through their own discretion by means of transferring out of an agency to
  another agency within the federal government\, early retirement\, regular
  retirement\, or by exiting the federal government by resignation. Each fo
 rm of employee turnover impacts an agency as a loss of existing capacity i
 n different ways\, and each form is affected differently by a government s
 hutdown. However\, we know little about the heterogeneous effect of shutdo
 wns on different forms of employee outflow. Indeed\, little research has b
 een conducted on how political environments affect employee turnover. On t
 he demand side\, agencies may acquire capacity by way of new hires\, throu
 gh contracting out to private sector organizations\, or through the direct
  transfer of extant federal civil servants from other agencies. However\, 
 all acquisitions are certainly not the same either. Contracting out can re
 duce an agency's internal operational capacity\, new hires can vary in str
 ength as a function of market competitiveness\, and acquisitions can be ma
 de from within the federal government through transfers by the agency's ow
 n initiative or by fiat through executive or legislatively designed reorga
 nizations. In sum\, government shutdowns have immense influence on public 
 personnel management. In this research agenda\, we analyze how agencies st
 rategically change separations and accessions (demand side of labor) and e
 xamine how this may affect potential applicants of public service (supply 
 side). We expect that such a comprehensive approach will contribute to the
  executive politics and public administration scholarship along with provi
 ding important insights for practitioners.
DTEND:20230501T180000Z
DTSTAMP:20260415T042448Z
DTSTART:20230501T163000Z
LOCATION:
SEQUENCE:0
SUMMARY:Governance Capacity and Policy Impacts of U.S. Government Shutdowns
 : A Research Agenda
UID:RFCALITEM639118094886432332
X-ALT-DESC;FMTTYPE=text/html:<p align="center">William G. Resh\, Ph.D.</p><
 p align="center">Civic Leadership Education and Research (CLEAR) Initiativ
 e<br>Sol Price School of Public Policy<br>University of Southern Californi
 a</p><p align="left">United States federal government shutdowns have long 
 been viewed as signs of government dysfunction. As shutdowns increase in f
 requency and length for the US federal government\, it is not difficult to
  postulate that such dysfunction might have an impact on the federal gover
 nment in terms of its agencies’ relative ability to retain and recruit the
  talent necessary to prevent loss of capacity and further dysfunction. How
 ever\, we know little about the effects of these phenomena on the US feder
 al civil service labor market. This project explores the effects of shutdo
 wns on agency policy implementation and personnel by using data from sever
 al different government sources that capture both elicited perceptions to 
 observable behaviors. In so doing\, we model the internal and external imp
 acts of a government shutdown on both existing and prospective federal emp
 loyees. </p><p align="left">In the first series of analyses\, we gauge the
  effect of shutdowns on both the perceptions of federal employees and thei
 r observable actions. First\, we examine the 2018-2019 shutdown on specifi
 c elements of agency policy implementation. The results suggest that shutd
 owns\, as a type of political shock\, undermine the quality of government 
 in the eyes of those closest to the work. The second and third studies con
 sider the effect of shutdowns on employee morale\, using the 2013\, and 20
 18-2019 shutdown. While our findings indicate that the 2013 shutdown wroug
 ht durable negative impacts on the morale of shutdown agency personnel\, t
 hat event appears to have prepared agencies to absorb any negative morale 
 impacts in the 2018-2019 shutdown. Our study shows both the immediate and 
 long-term dynamics of government shutdowns on policy implementation and th
 e administrative workforce. </p><p align="left">In the second series of an
 alyses\, we examine the effects on the inflow and outflow dynamics of the 
 federal labor market using (among other data) US Office of Personnel Manag
 ement’s (OPM) Enterprise Human Resource Integration (EHRI) data of several
  million federal employee observations and several hundred thousand applic
 ant observations from USAJobs.gov and USAStaffing.gov across open lines in
  the federal government from 2018 to 2023. We focus on the 2018-2019 shutd
 own and its intervening impact of the 2018-2019 shutdown on the federal la
 bor market. </p><p align="left">Through the collection of agency contingen
 cy plans and FOIA responses\, we are able to account for the relative inte
 nsity of the shutdown’s “intervention” by the extent to which an agency’s 
 workforce was furloughed. Whereas some shutdown agencies’ operations were 
 truly shut down by a completely furloughed workforce\, other shutdown agen
 cies were curtailed by less than 100% furloughed employees. </p><p align="
 left">In terms of outflows\, all separations from a federal government org
 anization are not the same. Political principals may reorganize agencies i
 n reaction to the shutdown. Such reorganizations can take the form of mass
  transfers of talent to other agencies or by reductions in force (RIF). Em
 ployees may leave through their own discretion by means of transferring ou
 t of an agency to another agency within the federal government\, early ret
 irement\, regular retirement\, or by exiting the federal government by res
 ignation. Each form of employee turnover impacts an agency as a loss of ex
 isting capacity in different ways\, and each form is affected differently 
 by a government shutdown. However\, we know little about the heterogeneous
  effect of shutdowns on different forms of employee outflow. Indeed\, litt
 le research has been conducted on how political environments affect employ
 ee turnover. </p><p align="left">On the demand side\, agencies may acquire
  capacity by way of new hires\, through contracting out to private sector 
 organizations\, or through the direct transfer of extant federal civil ser
 vants from other agencies. However\, all acquisitions are certainly not th
 e same either. Contracting out can reduce an agency's internal operational
  capacity\, new hires can vary in strength as a function of market competi
 tiveness\, and acquisitions can be made from within the federal government
  through transfers by the agency's own initiative or by fiat through execu
 tive or legislatively designed reorganizations. </p><p align="left">In sum
 \, government shutdowns have immense influence on public personnel managem
 ent. In this research agenda\, we analyze how agencies strategically chang
 e separations and accessions (demand side of labor) and examine how this m
 ay affect potential applicants of public service (supply side). We expect 
 that such a comprehensive approach will contribute to the executive politi
 cs and public administration scholarship along with providing important in
 sights for practitioners.</p>
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